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proxy plumbing

With Investor Network failing, Broadridge lobbies SEC for mandatory forums

With Investor Network failing, Broadridge lobbies SEC for mandatory forums

By Dominic Jones on December 2, 2010

FOR THE past two years, Broadridge Financial Solutions Inc. (NYSE:BR) CEO Richard Daly has been talking to analysts about the promise of his pet project – the company’s proprietary Investor Network shareholder forum that has failed to gain market acceptance.

Posted in Corporate Governance, Online IR, Social Media | Tagged Broadridge, Investor Network, notice-and-access, proxy plumbing, Shareholder Forums

Broadridge on SEC proxy plumbing: be careful what you wish for

Broadridge on SEC proxy plumbing: be careful what you wish for

By Dominic Jones on August 12, 2010

RICH DALY, the CEO of Broadridge Financial Solutions, Inc. (NYSE:BR), has responded to investor concerns about the potential impact on his company of the Securities and Exchange Commission’s (SEC) proxy system review, saying critics want to take the system back 45 years and companies’ costs could more than double in an unregulated market.

Posted in Corporate Governance, Shareholder Services | Tagged broadridge financial solutions inc, business, Investor Relations, proxy plumbing, proxy services

SEC’s proxy plumbing “does all we could have hoped,” says Computershare

SEC’s proxy plumbing “does all we could have hoped,” says Computershare

By Dominic Jones on August 11, 2010

STUART CROSBY, the CEO of Australia-based Computershare Limited (ASX:CPU), the world’s biggest transfer agent business and main rival to Broadridge Financial Solutions (NYSE:BR), has praised the Securities and Exchange Commission’s concept paper on improving the US proxy system.

Posted in Corporate Governance, IR News, Shareholder Services | Tagged broadridge financial solutions inc, proxy plumbing, proxy services

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